Investment Adviser jobs in Compliance
Found 14 jobs matching your criteria
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Investment Analyst/Manager
- Bromley, London
- Packages to attract the best
Direct Line Group is a new organisation, with a clear vision: to be the best at everything we do. We are the number one motor and home insurer, making us the largest insurer in the country for personal customers.
- Recruiter: Direct Line Group
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Manager - Investment Research & Management
- Nationwide House, Swindon, Wiltshire.
- £39,757 - £44,141 + Bonus + Benefits
Nationwide has helped over 700,000 customers invest money and now have £10 billion assets under advice. We have ambitions to significantly grow the business further by giving more of our customers access to leading investment options.
- Recruiter: Nationwide
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Senior Manager Investment Research & Management
- Nationwide House, Swindon, Wiltshire
- (£50,849 - £63,561) + Car + Bonus + Benefits
ationwide has helped over 700,000 customers invest money and now have £10 billion assets under advice. We have ambitions to significantly grow the business further by giving more of our customers access to leading investment options.
- Recruiter: Nationwide
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Training and Compliance Consultant
- Reading
- £35,000 - £40,000
Our client is looking for a field based Training and Compliance Consultant. Using your existing training and compliance experience you will provide an all-important service to the Directors and Advisers.
- Recruiter: Sandringham Wood
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Technical Compliance Consultant
- Milton Keynes
- £35,000 - £40,000
Our client is looking for a Technical Compliance Consultant to be located in Milton Keynes. Using your existing technical and compliance experience you will provide an all-important service to the Directors and Advisers.
- Recruiter: Sandringham Wood
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Independent Financial Adviser
- Stockport, Manchester
- £60k plus with progession
We have a great opportunity for an IFA to join our busy RDR ready business
- Recruiter: G-Force Financial Services
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Investment Analyst/Manager
- Bromley, London
- Packages to attract the best
Direct Line Group is a new organisation, with a clear vision: to be the best at everything we do. We are the number one motor and home insurer, making us the largest insurer in the country for personal customers.
- Recruiter: Direct Line Group
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Financial Adviser's Required - European Cities & Mumbai (India)
- European Cities & Mumbai (India)
- Initial Discretionary Financial Support + Initial, Renewal and Trail Commission
As a successful financial adviser, we offer you the opportunity of joining our company. We are seeking English speaking individuals with industry experience and qualifications
- Recruiter: Sovereign and Partners
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Business Quality Assessor (Compliance) - Cheshire
- Cheshire
- Salary up to £32000
Business Quality Assessor (Compliance) - Cheshire Our client is an extremely busy financial services company offering a comprehensive range of services to people and businessesthroughout the UK.
- Recruiter: Advance Search & Selection
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Wealth Manager (unique opportunity)
- Central London
- £100k + Bens + Bonus + Pot Shares
Highly regarded Global Investment/Wealth Manager with an impressive portfolio of institutional and Private clients looking to strengthen their London team with a Principal level hire.
- Recruiter: Roland-Dowell
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Head of Financial Planning
- London
- To attract the best
This is a rare an outstanding opportunity to build a financial planning division from the ground up for one of the most eminent names in Private Banking.
- Recruiter: Roland-Dowell
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Investment Consultant
- Central London
- To £60,000 + Pension + Bens
An Investment Consultant role now exists with one of the largest suppliers of Investment & Pension services in Surrey
- Recruiter: Roland-Dowell
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T&C Supervisor - Nottingham / Leicester
- Nottingham / Leicester
- to £40,000 + bonuses
T&C Supervisor Nottingham / Leicester Basic to £40,000 plus full benefits Main duties and responsibilities
- Recruiter: Advance Search & Selection
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